SEC Form 5 · accession 0001238290-17-000001
SEABOARD CORP /DE/ · SEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Bresky
Officer — President & CEO · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2009 | J | 428,123 | $0.00 | D | 465,826 | I | By LLC |
| Common StockF2 | Jun 15, 2009 | J | 428,123 | $0.00 | A | 428,123 | I | By LLC |
| Common StockF5 | Dec 10, 2011 | J | 3,120 | $0.00 | A | 3,120 | I | By trust |
| Common StockF3 | holding | — | — | — | 4,661 | I | By LLC | |
| Common StockF4 | holding | — | — | — | 1,775 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported are held by Seaboard Flour LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
- F2The shares reported are held by SFC Preferred LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
- F3The shares reported are held by SJB SEB LLC, which itself is owned by various Bresky family trusts established for the benefit of the reporting person and other members of the Bresky family, including a grantor retained annuity trust and revocable trust as to which the reporting person is the trustee. The shares reported reflect unreported changes in the form of ownership exempted by Rule 16a-13. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- F4The shares reported are held by the HAB Grandchildren's Trust A, (i) which is for the benefit of members of the Bresky family, including members of the reporting person's immediate family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F5The shares reported are held by the HAB 2011 Gift Trust, (i) which is for the benefit of the reporting person and other members of the Bresky family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person was appointed as co-trustee of this trust on December 10, 2011. The shares held by this trust may be deemed to be beneficially owned by him as a result of such appointment, but were not previously reported by him.