SEC Form 4 · accession 0001209191-18-058308
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Kosiba Jr.
Officer — SVP, CFO & Treasurer
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2018 | F | 1,617 | $9.48 | D | 212,536 | D | |
| Common StockF3 | holding | — | — | — | 3,111 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,617 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on November 8, 2018; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person holds 212,536 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 3,111 shares indirectly through the AMSC 401(k) plan as of November 13, 2018.