SEC Form 4 · accession 0001209191-18-057267
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Kosiba Jr.
Officer — SVP, CFO & Treasurer
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2018 | A | 50,000 | $0.00 | A | 214,153 | D | |
| Common StockF3 | holding | — | — | — | 3,015 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award was granted on November 1, 2018. The award will vest in three equal annual installments beginning November 1, 2019.
- F2Following all the transactions reported on this Form 4, the reporting person holds 214,153 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 3,015 shares indirectly through the company's 401(k) plan as of October 31, 2018.