SEC Form 4 · accession 0001209191-18-045569
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Kosiba Jr.
Officer — SVP, CFO & Treasurer
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 2, 2018 | F | 1,602 | $5.74 | D | 164,153 | D | |
| Common StockF3 | holding | — | — | — | 2,693 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,602 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on August 2, 2018; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person holds 164,153 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 2,693 shares indirectly through the AMSC 401(k) plan as of August 6, 2018.