SEC Form 4 · accession 0001209191-18-040338
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Kosiba Jr.
Officer — SVP, CFO & Treasurer
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2018 | A | 59,000 | $0.00 | A | 165,755 | D | |
| Common StockF3 | holding | — | — | — | 2,610 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award was granted on June 28, 2018. The award will vest as follows: (a) 44,250 shares will vest in three equal annual installments beginning June 28, 2019, and (b) 14,750 shares will vest upon the achievement of specified performance objectives.
- F2Following all the transactions reported on this Form 4, the reporting person holds 165,755 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 2,610 shares indirectly through the company's 401(k) plan as of May 31, 2018.