SEC Form 4 · accession 0001209191-18-030195
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McGahn
Officer — President and CEO · Director
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2018 | F | 14,795 | $6.88 | D | 335,773 | D | |
| Common StockF3 | holding | — | — | — | 5,218 | I | By 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 14,795 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on May 14 2015; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person holds 317,234 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 5,218 shares indirectly through the AMSC's 401(k) plan as of May 15, 2018.