SEC Form 4 · accession 0001209191-17-032749
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McGahn
Officer — President and CEO · Director
Period of report
May 14, 2017
Accepted (ET)
May 16, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2017 | F | 15,655 | $4.06 | D | 125,568 | D | |
| Common StockF3 | holding | — | — | — | 3,459 | I | By 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on May 14 2015; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person holds 125,568 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 3,459 shares indirectly through the company's 401(k) plan as of April 30, 2017.