SEC Form 4 · accession 0001209191-17-032686
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Kosiba Jr.
Officer — SVP, CFO & Treasurer
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | F | 2,466 | $4.06 | D | 41,167 | D | |
| Common StockF2 | May 14, 2017 | F | 2,307 | $4.06 | D | 38,860 | D | |
| Common StockF3,F4 | May 14, 2017 | F | 2,307 | $4.06 | D | 36,553 | D | |
| Common StockF5 | holding | — | — | — | 780 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 12, 2017 of restricted stock awarded on May 12, 2016; not an open market transaction.
- F2Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on May 14, 2015; not an open market transaction.
- F3Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on December 10, 2015; not an open market transaction.
- F4Following all the transactions reported on this Form 4, the reporting person hold 36,553 shares directly.
- F5Following all the transactions reported on this Form 4, the reporting person holds 780 shares indirectly through the company's 401(k) plan as of April 30, 2017.