SEC Form 4 · accession 0001209191-16-155900
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Oliver Jr.
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 15, 2016 | S | 2,200 | $7.953 | D | 11,279 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were made by Mr. Oliver for tax planning purposes.
- F2The disposition transaction was executed in muliple trades at prices ranging from $7.9314-$7.972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- F3Following all the transactions reported on this Form 4, the reporting person holds 11,279 shares directly.