SEC Form 4 · accession 0001209191-16-142500
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H House
Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $6.80 | Sep 20, 2016 | A | 9,703 | A | — | Sep 20, 2026 | Common Stock | 9,703 | 9,703 | D |
Explanation of responses
- F1An option to purchase 9,703 shares of Common Stock was automatically granted under the Amended and Restated 2007 Director Stock Plan on the third business day following Mr. House's election to the Board and vests in two equal annual installments beginning September 20, 2017.