SEC Form 4 · accession 0001209191-16-122155
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Maguire
Officer — EVP, Operations
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 18, 2016 | S | 29,938 | $10.1548 | D | 45,266 | D | |
| Common StockF4 | holding | — | — | — | 2,887 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected for tax and estate planning purposes pursuant to a Rule 10b5-1 Plan.
- F2The disposition transaction was executed in muliple trades at prices ranging from $9.85-$10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- F3Following all the transactions reported on this Form 4, the reporting person hold 45,266 shares directly.
- F4Following all the transactions reported on this Form 4, the reporting person holds 2,887 shares indirectly through the company's 401(k) plan as of April 30, 2016.