SEC Form 4 · accession 0001209191-16-118796
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Henry
Officer — EVP, CFO & Treasurer
Period of report
May 8, 2016
Accepted (ET)
May 10, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2016 | F | 4,246 | $11.44 | D | 80,789 | D | |
| Common StockF3 | holding | — | — | — | 2,251 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 8, 2016 of restricted stock awarded on August 1, 2014; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person hold 80,789 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 2,251 shares indirectly through the company's 401(k) plan as of April 30, 2016.