SEC Form 4 · accession 0001209191-15-048893
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McGahn
Officer — President and CEO · Director
Period of report
May 28, 2015
Accepted (ET)
Jun 2, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | D | 2,500 | $0.00 | D | 134,463 | D | |
| Common StockF3 | holding | — | — | — | 934 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock listed in Table 1 was granted on December 11, 2009 and was scheduled to vest only if certain individual measurable objectives were achieved by the filing of the Company's Form 10-K for the fiscal year ended March 31, 2015. The individual measurable objectives were not met and, as a result, the restricted stock has been forfeited.
- F2Following all the transactions reported on this Form 4, the reporting person holds 134,463 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 934 shares indirectly through the company's 401(k) plan as of May 28, 2015.