SEC Form 4 · accession 0001209191-15-043307
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Henry
Officer — EVP, CFO & Treasurer
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2015 | A | 50,000 | $0.00 | A | 98,509 | D | |
| Common StockF3 | holding | — | — | — | 1,128 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award was granted on May 14, 2015 and vests in three equal annual installments beginning on May 14, 2016.
- F2Following all the transactions reported on this Form 4, the reporting person hold 98,509 shares directly.
- F3Following all the transactions reported on this Form 4, the reporting person holds 1,128 shares indirectly through the company's 401(k) plan as of April 30, 2015.