SEC Form 4 · accession 0001209191-15-041699
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McGahn
Officer — President and CEO · Director
Period of report
May 9, 2015
Accepted (ET)
May 12, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2015 | F | 1,486 | $6.51 | D | 36,963 | D | |
| Common StockF3 | holding | — | — | — | 815 | I | By 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 9, 2015 of restricted stock awarded on October 25, 2012; not an open market transaction.
- F2Following all the transactions reported on this Form 4, the reporting person holds 36,963 shares directly. Ownership reflects 1-for-10 reverse split effected on March 24, 2015, and the transfer of 5,420 shares to the reporting person's ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- F3Following all the transactions reported on this Form 4, the reporting person holds 815 shares indirectly through the company's 401(k) plan as of April 30, 2015. Ownership reflects 1-for-10 reverse split effected on March 24, 2015, and the transfer of 729 shares held through the company's 401(k)plan to the reporting person's ex-wife pursuant to a domestic relations order.