SEC Form 4 · accession 0001209191-15-041687
AMERICAN SUPERCONDUCTOR CORP /DE/ · AMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Maguire
Officer — EVP, Operations
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | F | 4,311 | $6.51 | D | 37,922 | D | |
| Common StockF2,F3 | May 9, 2015 | F | 554 | $6.51 | D | 37,368 | D | |
| Common StockF4 | holding | — | — | — | 1,383 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 8, 2015 of restricted stock awarded on August 1, 2014; not an open market transaction.
- F2Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 9, 2015 of restricted stock awarded on October 25, 2012; not an open market transaction.
- F3Following all the transactions reported on this Form 4, the reporting person hold 37,368 shares directly. Ownership reflects 1-for-10 reverse split effected on March 24, 2015.
- F4Following all the transactions reported on this Form 4, the reporting person holds 1,383 shares indirectly through the company's 401(k) plan as of April 30, 2015. Ownership reflects 1-for-10 reverse split effected on March 24, 2015.