SEC Form 4 · accession 0001363213-15-000053
SCICLONE PHARMACEUTICALS INC · SCLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedhelm Blobel
Officer — President & CEO · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 29, 2015 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 28, 2015 | M | 10,000 | $2.49 | A | 214,252 | D | |
| Common Stock | Dec 28, 2015 | S | 10,000 | $9.1697 | D | 204,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4 | $2.49 | Dec 28, 2015 | M | 10,000 | D | — | Jun 2, 2016 | Common Stock | 10,000 | 549,360 | D |
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2014.
- F2Includes 1,000 and 979 shares purchased under the Issuer's Employee Stock Purchase Plan on August 31, 2015 and November 30, 2015, respectively.
- F3Granted under the Issuer's 2005 Equity Incentive Plan.
- F4Provided the reporting person remains employed by or acting as a consultant to the Company, the option will become exercisable in four equal annual installments on 6/02/07, 6/02/08, 6/02/09 and 6/02/10.