SEC Form 4 · accession 0001209191-19-005776
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Legal Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 25, 2019 | F | 3,798 | $0.00 | D | 236,162 | D | |
| Common StockF1,F3 | Jan 27, 2019 | F | 12,469 | $0.00 | D | 223,693 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021.
- F3Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021.