SEC Form 4 · accession 0001209191-19-004575
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Bell
Officer — Chief Operating Officer
Period of report
Jan 18, 2019
Accepted (ET)
Jan 18, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2019 | M | 20,000 | $0.70 | A | 61,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.70 | Jan 18, 2019 | M | 20,000 | D | — | Jan 25, 2019 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.
- F2Exercisable as to 5,000 shares on each of January 26, 2010, 2011, 2012 and 2013.