SEC Form 4 · accession 0001209191-18-050783
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Bell
Officer — Chief Operating Officer
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 12, 2018 | F | 1,824 | $0.00 | D | 41,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.