SEC Form 4 · accession 0001209191-18-040360
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt MacAlpine
Officer — Global Head of Distribution
Period of report
Jul 1, 2018
Accepted (ET)
Jul 2, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2018 | F | 6,890 | $0.00 | D | 177,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 30,952 shares on January 25, 2019, (ii) 20,613 shares on January 27, 2019, (iii) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.