SEC Form 4 · accession 0001209191-18-039139
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Jarrett Lilien
Officer — Executive Vice President
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 20, 2018 | F | 3,904 | $0.00 | D | 430,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 83,333 shares on each of December 11, 2018 and 2019, (ii) 955 shares on each of January 25, 2019 and 2020, (iii) 83,334 shares on December 11, 2020 and (iv) 956 shares on January 25, 2021.