SEC Form 4 · accession 0001209191-18-008778
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Salerno
Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2018 | M | 122,426 | $2.15 | A | 276,397 | D | |
| Common StockF1 | Feb 7, 2018 | F | 25,480 | $10.33 | D | 250,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.15 | Feb 7, 2018 | M | 122,426 | D | — | Aug 24, 2018 | Common Stock | 122,426 | 0 | D |
Explanation of responses
- F1Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.
- F2Exercisable as to 61,476 shares on August 25, 2009 and 61,475 shares on each of August 25, 2010 and 2011.