SEC Form 4/A · accession 0001209191-18-008305
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kurt MacAlpine
Officer — Global Head of Distribution
Period of report
Feb 5, 2018
Accepted (ET)
Feb 8, 2018 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 5, 2018 | P | 19,710 | $10.3829 | A | 184,056 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct a typographical error in the footnote of the originally filed Form 4 which erroneously indicated that the shares were sold instead of purchased.
- F2The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.365 to $10.3945, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4.
- F3Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.