SEC Form 4 · accession 0001209191-18-005842
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt MacAlpine
Officer — Global Head of Distribution
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 25, 2018 | A | 42,997 | $0.00 | A | 164,346 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 14,332 shares on each of January 25, 2019 and 2020 and (ii) 14,333 shares on January 25, 2021.
- F2Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.