SEC Form 4 · accession 0001209191-18-005839
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Jarrett Lilien
Officer — Executive Vice President
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 25, 2018 | A | 2,866 | $0.00 | A | 434,860 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 955 shares on each of January 25, 2019 and 2020 and (ii) 956 shares on January 25, 2021.
- F2Includes restricted stock awards which vest as to (i) 10,214 shares on June 20, 2018, (ii) 83,333 shares on each of December 11, 2018 and 2019, (iii) 955 shares on each of January 25, 2019 and 2020, (iv) 83,334 shares on December 11, 2020 and (v) 956 shares on January 25, 2021.