SEC Form 4 · accession 0001209191-18-005834
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Legal Officer
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 25, 2018 | A | 18,018 | $0.00 | A | 239,960 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 6,006 shares on each of January 25, 2019, 2020 and 2021.
- F2Includes restricted stock awards which vest as to (i) 9,668 shares on January 25, 2019, (ii) 35,630 shares on January 27, 2019, (iii) 9,669 shares on January 25, 2020 and (iv) 6,006 shares on January 25, 2021.