SEC Form 4 · accession 0001209191-18-000302
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ziemba
Officer — Chief Administrative Officer
Period of report
Dec 14, 2017
Accepted (ET)
Jan 2, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2017 | G | 2,650 | $0.00 | D | 861,454 | D | |
| Common StockF3,F4 | Dec 29, 2017 | F | 1,984 | $0.00 | D | 859,470 | D | |
| Common StockF3,F4 | Dec 29, 2017 | F | 15,459 | $0.00 | D | 844,011 | D | |
| Common StockF3,F4 | Dec 29, 2017 | F | 6,565 | $0.00 | D | 837,446 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by the Reporting Person as a bona fide gift without consideration.
- F2Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 29,976 shares on January 27, 2018, (iii) 29,977 shares on January 27, 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.
- F3Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.
- F4Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.