SEC Form 4 · accession 0001209191-18-000299
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan L Steinberg
Officer — Chief Executive Officer · Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2017 | F | 20,961 | $0.00 | D | 7,441,907 | D | |
| Common StockF1,F2 | Dec 29, 2017 | F | 82,217 | $0.00 | D | 7,359,690 | D | |
| Common Stock | holding | — | — | — | 798 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.
- F2Includes restricted stock awards which vest as to 147,290 shares on January 27, 2019.