SEC Form 4 · accession 0001209191-18-000292
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Muni
Officer — Chief Financial Officer
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2017 | F | 1,984 | $0.00 | D | 581,239 | D | |
| Common StockF1,F2 | Dec 29, 2017 | F | 16,431 | $0.00 | D | 564,808 | D | |
| Common StockF1,F2 | Dec 29, 2017 | F | 7,257 | $0.00 | D | 557,551 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.
- F2Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.