SEC Form 4 · accession 0001209191-18-000289
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt MacAlpine
Officer — Global Head of Distribution
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2017 | F | 8,355 | $0.00 | D | 128,970 | D | |
| Common StockF1,F2 | Dec 29, 2017 | F | 7,621 | $0.00 | D | 121,349 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.
- F2Includes restricted stock awards vesting as to (i) 14,913 shares on July 1, 2018, (ii) 20,613 shares on January 27, 2019, (iii) 16,620 shares on January 25, 2019 and (iv) 16,621 shares on January 25, 2020.