SEC Form 4 · accession 0001209191-17-065156
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Jarrett Lilien
Officer — Executive Vice President
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 11:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | A | 250,000 | $0.00 | A | 431,994 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on December 11, 2017 and vesting as to (i) 83,333 shares on each of December 11, 2018 and 2019 and (ii) 83,334 shares on December 11, 2020.
- F2Includes restricted stock awards which vest as to (i) 10,214 shares on June 20, 2018, (ii) 83,333 shares on each of December 11, 2018 and 2019 and (iii) 83,334 shares on December 11, 2020.