SEC Form 4 · accession 0001209191-17-047828
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce I Lavine
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | S | 4,960 | $10.25 | D | 177,446 | D | |
| Common StockF1 | Aug 3, 2017 | S | 229 | $10.26 | D | 177,217 | D | |
| Common StockF1 | Aug 3, 2017 | S | 100 | $10.27 | D | 177,117 | D | |
| Common StockF1 | Aug 4, 2017 | S | 312 | $9.94 | D | 176,805 | D | |
| Common StockF1 | Aug 4, 2017 | S | 4,688 | $9.9401 | D | 172,117 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By 2012 Bruce Lavine Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.