SEC Form 4 · accession 0001209191-17-029196
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luciano Siracusano III
Officer — Chief Investment Strategist
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 10,000 | $0.70 | A | 476,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.70 | May 1, 2017 | M | 10,000 | D | — | Jan 25, 2019 | Common Stock | 10,000 | 25,000 | D |
Explanation of responses
- F1Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.
- F2Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.