SEC Form 5 · accession 0001209191-17-008381
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Steinhardt
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2016 | G | 1,000,000 | $0.00 | D | 10,835,701 | D | |
| Common StockF3 | holding | — | — | — | 1,000,000 | I | By The Judy and Michael Steinhardt Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.
- F2Includes restricted stock award which vests as to 9,487 shares on June 20, 2017.
- F3The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.