SEC Form 4 · accession 0001209191-17-006111
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luciano Siracusano III
Officer — Chief Investment Strategist
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2017 | F | 19,313 | $0.00 | D | 471,925 | D | |
| Common StockF1,F3 | Jan 28, 2017 | F | 5,257 | $0.00 | D | 466,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on January 27, 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020.
- F3Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.