SEC Form 4 · accession 0001209191-17-006108
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt MacAlpine
Officer — Head of Global Distribution
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2017 | F | 8,086 | $0.00 | D | 142,839 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 14,913 shares on each of July 1, 2017 and 2018, (ii) 20,612 shares on January 27, 2018, (iii) 20,613 shares on January 27, 2019, (iv) 16,620 shares on each of January 25, 2018 and 2019 and (v) 16,621 shares on January 25, 2020.