SEC Form 4 · accession 0001209191-17-006107
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2017 | F | 13,173 | $0.00 | D | 256,058 | D | |
| Common StockF1,F3 | Jan 28, 2017 | F | 5,783 | $0.00 | D | 250,275 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020.
- F3Includes restricted stock awards vesting as to (i) 15,646 shares on January 28, 2018, (ii) 35,630 shares on each of January 27, 2018 and 2019, (iii) 3,662 shares on each of January 25, 2018 and 2019 and (iv) 3,663 shares on January 25, 2020.