SEC Form 4 · accession 0001209191-16-140956
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ziemba
Officer — Chief Legal Officer
Period of report
Sep 9, 2016
Accepted (ET)
Sep 12, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 9, 2016 | G | 5,000 | $0.00 | D | 873,544 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by the Reporting Person as a bona fide gift without consideration.
- F2Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.