SEC Form 4 · accession 0001209191-16-094120
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2016 | A | 106,890 | $0.00 | A | 296,924 | D | |
| Common StockF3,F4 | Jan 28, 2016 | F | 5,783 | $0.00 | D | 291,141 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on January 27, 2016 and vesting as to 35,630 shares on each of January 27, 2017, 2018 and 2019.
- F2Includes restricted stock awards vesting as to (i) 50,000 shares on October 8, 2016, (ii) 15,641 shares on each of January 28, 2016 and 2017, (iii) 17,941 shares on January 14, 2017, (iv) 15,646 shares on January 28, 2018 and (v) 35,630 shares on each of January 27, 2017, 2018 and 2019.
- F3Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F4Includes restricted stock awards vesting as to (i) 50,000 shares on October 8, 2016, (ii) 15,641 shares on January 28, 2017, (iii) 17,941 shares on January 14, 2017, (iv) 15,646 shares on January 28, 2018 and (v) 35,630 shares on each of January 27, 2017, 2018 and 2019.