SEC Form 4 · accession 0001209191-16-093499
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luciano Siracusano III
Officer — Chief Investment Strategist
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2016 | F | 7,791 | $0.00 | D | 339,019 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 14,219 shares on each of January 28, 2016 and 2017, (ii) 24,613 shares on January 14, 2017 and (iii) 14,224 shares on January 28, 2018.