SEC Form 4 · accession 0001209191-16-093498
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Muni
Officer — Chief Financial Officer
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2016 | F | 3,320 | $0.00 | D | 517,932 | D | |
| Common StockF1,F3 | Jan 25, 2016 | F | 13,864 | $0.00 | D | 504,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 37,500 shares on January 25, 2016, (ii) 14,067 shares on January 28, 2016, (iii) 14,338 shares on January 14, 2017, (iv) 14,068 shares on January 28, 2017 and (v) 14,072 shares on January 28, 2018.
- F3Includes restricted stock awards which vest as to (i) 14,067 shares on January 28, 2016, (ii) 14,338 shares on January 14, 2017, (iii) 14,068 shares on January 28, 2017 and (iv) 14,072 shares on January 28, 2018.