SEC Form 4 · accession 0001209191-16-091800
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ziemba
Officer — Chief Legal Officer
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2016 | F | 4,180 | $0.00 | D | 812,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 14,166 shares on January 22, 2016, (ii) 37,500 shares on January 25, 2016, (iii) 14,067 shares on January 28, 2016, (iv) 10,057 shares on January 14, 2017, (v) 14,068 shares on January 28, 2017 and (vi) 14,072 shares on January 28, 2018.