SEC Form 4 · accession 0001209191-16-091791
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2016 | F | 7,044 | $0.00 | D | 190,735 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 1,894 shares on January 22, 2016, (ii) 50,000 shares on October 8, 2016, (iii) 15,641 shares on each of January 28, 2016 and 2017, (iv) 17,941 shares on January 14, 2017 and (v) 15,646 shares on January 28, 2018.