SEC Form 4 · accession 0001209191-15-085272
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ziemba
Officer — Chief Legal Officer
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2015 | G | 2,950 | $0.00 | D | 817,349 | D | |
| Common StockF1,F2,F3 | Dec 14, 2015 | G | 300 | $0.00 | D | 817,049 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by the Reporting Person as a bona fide gift without consideration.
- F2Includes restricted stock awards which vest as to (i) 10,055 shares on January 14, 2016, (ii) 14,166 shares on January 22, 2016, (iii) 37,500 shares on January 25, 2016, (iv) 14,067 shares on January 28, 2016, (v) 10,057 shares on January 14, 2017, (vi) 14,068 shares on January 28, 2017 and (vii) 14,072 shares on January 28, 2018.
- F3The Reporting Person no longer has a reportable beneficial interest in 15,775 shares of WETF common stock owned by his adult son and included in the Reporting Person's prior ownership reports.