SEC Form 4 · accession 0001209191-15-065073
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | S | 33,700 | $25.1946 | D | 223,394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.0575 to $25.35, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- F2Includes restricted stock awards which vest as to (i) 50,000 shares on each of October 8, 2015 and 2016, (ii) 17,941 shares on each of January 14, 2016 and 2017, (iii) 1,894 shares on January 22, 2016, (iv) 15,641 shares on each of January 28, 2016 and 2017 and (v) 15,646 shares on January 28, 2018.