SEC Form 4 · accession 0001209191-15-064898
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce I Lavine
Director · Other
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 30,000 | $0.70 | A | 220,973 | D | |
| Common Stock | Aug 6, 2015 | S | 10,000 | $24.66 | D | 210,973 | D | |
| Common Stock | Aug 7, 2015 | S | 5,000 | $24.60 | D | 205,973 | D | |
| Common Stock | Aug 7, 2015 | S | 5,000 | $24.70 | D | 200,973 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | By 2012 Bruce Lavine Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.70 | Aug 6, 2015 | M | 30,000 | D | Jul 31, 2015 | Jan 25, 2019 | Common Stock | 30,000 | 0 | D |