SEC Form 4 · accession 0001209191-15-064364
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ziemba
Officer — Chief Legal Officer
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | S | 1,000 | $25.95 | D | 14,300 | I | By son |
| Common StockF1 | holding | — | — | — | 820,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock awards which vest as to (i) 10,055 shares on January 14, 2016, (ii) 14,166 shares on January 22, 2016, (iii) 37,500 shares on January 25, 2016, (iv) 14,067 shares on January 28, 2016, (v) 10,057 shares on January 14, 2017, (vi) 14,068 shares on January 28, 2017 and (vii) 14,072 shares on January 28, 2018.