SEC Form 4 · accession 0001209191-15-016009

WisdomTree, Inc. · WT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 17, 2015

Accepted (ET)

Feb 19, 2015 · 4:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000880631

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 17, 2015	M	100,000	$2.03	A	180,761	D
Common Stock^F2,F1	Feb 17, 2015	S	20,000	$18.5479	D	160,761	D
Common Stock^F3,F1	Feb 18, 2015	S	20,000	$18.5083	D	140,761	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$2.03	Feb 17, 2015	M	100,000	D	—	Jul 21, 2015	Common Stock	100,000	200,000	D

F1Includes restricted stock award which vests as to 6,672 shares on June 27, 2015.
F2The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $18.46 to $18.70, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
F3The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $18.39 to $18.65, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
F4Exercisable as to 150,000 shares on each of July 22, 2006, 2007 and 2008.