SEC Form 4 · accession 0001209191-15-007821
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2015 | A | 46,928 | $0.00 | A | 257,094 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded by Issuer on January 28, 2015 and vesting as to (i) 15,641 shares on each of January 28, 2016 and 2017 and (ii) 15,646 shares on January 28, 2018.